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Alpha RESULTS Series (2009 - A01) Income Strategy Information
RESULTS Income Strategy: This strategy provides the Investor with:
  • Income Return: cash payment monthly in arrears on the Income Payment Dates;
  • Conditional Capital Protection: the Investor will receive the Issue Price per Unit for each Unit held on Maturity if a Barrier Event and Early Maturity do not occur; and
  • Income Allocation = 100%, Growth Allocation = 0%.
Income Return1: In respect of each Reference Asset Portfolio under the RESULTS Income Strategy, the Income Return is a simple (non-compounding) rate of return payable monthly in arrears for the relevant Term. The Income Return will be set by the Issuer on the relevant Issue Date and specified in the Confirmation but it will not be less than the Minimum Income Return specified in the table below. As at the date of this PDS, the indicative Income Return in respect of Series (2009 - A01) is also set out in the table below:
Reference Asset Portfolio Minimum Income Return Indicative Income Return at the date of this PDS
Portfolio A: Diversified A 13.50%15.00%
Portfolio B: Diversified B23.00%26.00%
Portfolio C: Asian Growth12.60%15.60%
Income Amount per Unit: (1/number of months in the Term) x Income Return x Issue Price per Unit x Income Allocation
Income Record Dates: Each monthly anniversary of the relevant Issue Date throughout the relevant Term (or, if any such date is not a Business Day, the following Business Day).
Income Payment Dates: 5 Business Days after each Income Record Date.
Growth Return1: There is no Growth Return in the RESULTS Income Strategy.
Growth Return Bonus1: There is no Growth Return Bonus in the RESULTS Income Strategy.
Final Value per Unit: If a Barrier Event does not occur on or prior to the relevant Maturity Date, then the Final Value per Unit payable on the Settlement Date will be equal to:

Issue Price per Unit
If a Barrier Event does occur on or prior to the relevant Maturity Date, then the Final Value per Unit payable on the Settlement Date will be equal to:

(i) If the Percentage Performance of the Lowest Priced Reference Asset on the relevant Maturity Date 100%

Issue Price per Unit


(ii) If the Percentage Performance of the Lowest Priced Reference Asset on the relevant Maturity Date < 100%

Issue Price per Unit x Percentage Performance of the Lowest Priced Reference Asset at Maturity

1 Potential returns in Alpha RESULTS are linked to the Lowest Priced Reference Asset. Hence Investors should be aware that their exposure is not based on the average performance of the relevant Reference Asset Portfolio and therefore the negative performance of one Reference Asset may not be offset by the positive performance of other Reference Assets within that portfolio.

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